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Michael Mark Reeves

LPl Financial LLC

Johnson City, TN

Woodstock, GA

Cumming, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-08-21
  • GA RA
    APPROVED
    Since 2025-08-21

Branch Locations

2112 North Roan Street 8Th Floor, Johnson City, TN 37601 • United States

100 Springfield Center Dr, Woodstock, GA 30188 • United States

2555 Peachtree Pkwy, Cumming, GA 30041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morningstar Investment Services, Inc. Chicago IL 05/2008 12/2022
First Citizens Investor Services Raleigh NC 01/2023 10/2024
First Horizon Advisors Memphis TN 11/2024 Present
Lpl Financial Llc Woodstock GA 08/2025 Present
  • 05/2008 → 12/2022
    Morningstar Investment Services, Inc.
    Chicago, IL
  • 01/2023 → 10/2024
    First Citizens Investor Services
    Raleigh, NC
  • 11/2024 → Present
    First Horizon Advisors
    Memphis, TN
  • 08/2025 → Present
    Lpl Financial Llc
    Woodstock, GA
Previous Registrations
  • 2024-11-12 → 2025-08-21
    First Horizon Advisors, Inc.
    Woodstock, GA
    Johnson City, TN
    Cumming, GA
    Woodstock, GA
  • 2023-01-11 → 2024-11-07
    First Citizens Investor Services, Inc.
    Atlanta, GA
  • 2008-06-06 → 2022-12-14
    Morningstar Investment Services Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Canton, GA
  • 2007-10-09 → 2008-05-23
    Old Mutual Capital
    Denver, CO
  • 2005-04-06 → 2007-08-08
    Allspring Funds Management, Llc
    San Francisco, CA
    Menomonee Falls, WI
  • 2001-11-21 → 2005-03-31
    Stephens
    Little Rock , AR
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-08
S65 Uniform Investment Adviser Law Examination 1995-11-13
  • S63 Uniform Securities Agent State Law Examination
    2023-12-08
  • S65 Uniform Investment Adviser Law Examination
    1995-11-13
Other Names
  • Mike Reeves

View on SEC IAPD

Other Firms

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MONEY CONCEPTS CAPITAL CORP
ROAN CAPITAL PARTNERS
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

THOMAS E DOTSON
ROBERT KEITH HOBBS
SONYA KAYE HENSLEY
URIL DUANE PETERSON
CAROL LYNN CRESS
RICHARD WAYNE HOBBS
MATTHEW JAMES TRIVETT
BENJAMIN DAVID TALLEY

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Johnson City, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · JOHNSON CITY, TN
MONEY CONCEPTS CAPITAL CORP · Johnson City, TN

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