Lorrie Takeko Mossman

Current Employers

Employment History

• 11/2008 → 05/2017
  Bancwest Investment Services, Inc.
  Honolulu, HI
• 05/2017 → Present
  Raymond James Financial Services
  Honolulu, HI
• 05/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Honolulu, HI
• 11/2008 → 05/2017
  First Hawaiian Bank
  Honolulu, HI

Previous Registrations

• 2013-08-28 → 2017-05-02
  Bancwest Investment Services, Inc.
  Honolulu, HI
  Aiea, HI
  Aiea, HI
  Honolulu, HI
  Wailea, HI
  Lanai City, HI
  Wailuku, HI

Other Businesses

(1)Name of Business: First Hawaiian Bank Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 11/01/2008 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Field Compliance Officer (2)Name of Business: First Hawiian Advisors Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Field Compliance Officer (3)Name of Business: Guardian Address: 2225 Aamanu Street, Pearl City, HI, 96782, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 11/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Only receive renewals from past insurance sales.

Exams

• S66 Uniform Combined State Law Examination
  2013-08-26
• S63 Uniform Securities Agent State Law Examination
  1993-03-06

Other Names

• Lorrie T Goto
• Lorrie Takeko Goto