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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-07-21 |
| TX | RA | APPROVED | 2023-07-21 |
Branch Locations
1455 16Th St Ste 407, Denver, CO 80202 • United States
2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Denver | CO | 08/2005 | Present |
| Fairway 2028 2030 Llc | Littleton | CO | 10/2019 | 02/2023 |
| 2028-2030 Oz, Llc | Littleton | CO | 10/2019 | Present |
| Jpmorgan Chase Bank Na | Denver | CO | 07/2008 | Present |
| Fairway 2028-2030 Llc - Rental Home | Littleton | CO | 08/2021 | 02/2024 |
Entity Name: Children's Hospital of Colorado Foundation Investment related: Yes Address: 13123 Aurora, CO Nature of the other business: Pediatric Children's Hospital Foundation Position/Title/Relationship: Board Member Start Date: 01-Apr-2020 Approximate # of hours a month: Quarterly board meetings, as well as quarterly investement commitee meetings. Approximate # of hours during securities trading hours: Estimate 2 hours devoted a quarter Briefly describe your duties: Investment Committee Member. Entity Name: 2028-2030 OZ, LLC Investment related: Yes Address: Littleton, CO Nature of the other business: Investing in opportunity zone real estate. Position/Title/Relationship: Partial Owner Start Date: 15-Oct-2019 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will have no responsibilities as a member.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-10 |
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