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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-07-21
TX RA APPROVED 2023-07-21
  • CO RA
    APPROVED
    Since 2023-07-21
  • TX RA
    APPROVED
    Since 2023-07-21

Branch Locations

1455 16Th St Ste 407, Denver, CO 80202 • United States

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Denver CO 08/2005 Present
Fairway 2028 2030 Llc Littleton CO 10/2019 02/2023
2028-2030 Oz, Llc Littleton CO 10/2019 Present
Jpmorgan Chase Bank Na Denver CO 07/2008 Present
Fairway 2028-2030 Llc - Rental Home Littleton CO 08/2021 02/2024
  • 08/2005 → Present
    Jpmorgan Securities Llc
    Denver, CO
  • 10/2019 → 02/2023
    Fairway 2028 2030 Llc
    Littleton, CO
  • 10/2019 → Present
    2028-2030 Oz, Llc
    Littleton, CO
  • 07/2008 → Present
    Jpmorgan Chase Bank Na
    Denver, CO
  • 08/2021 → 02/2024
    Fairway 2028-2030 Llc - Rental Home
    Littleton, CO
Other Businesses

Entity Name: Children's Hospital of Colorado Foundation Investment related: Yes Address: 13123 Aurora, CO Nature of the other business: Pediatric Children's Hospital Foundation Position/Title/Relationship: Board Member Start Date: 01-Apr-2020 Approximate # of hours a month: Quarterly board meetings, as well as quarterly investement commitee meetings. Approximate # of hours during securities trading hours: Estimate 2 hours devoted a quarter Briefly describe your duties: Investment Committee Member. Entity Name: 2028-2030 OZ, LLC Investment related: Yes Address: Littleton, CO Nature of the other business: Investing in opportunity zone real estate. Position/Title/Relationship: Partial Owner Start Date: 15-Oct-2019 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will have no responsibilities as a member.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-21
S63 Uniform Securities Agent State Law Examination 2006-04-10
  • S65 Uniform Investment Adviser Law Examination
    2023-07-21
  • S63 Uniform Securities Agent State Law Examination
    2006-04-10
Other Names
  • Brittany L Tremblay
  • Brittany L Tremblay

View on SEC IAPD

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