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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2007-03-02 |
| TX | RA | APPROVED | 2007-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Topeka | KS | 03/2007 | Present |
1. WHITETAIL ROAD LLC; 5616 SW 38TH ST TOPEKA KS 66610; AGRICULTURAL LAND FOR RAISING CROPS AND CATTLE; SECRETARY; LAND MANAGEMENT; AFFILIATION STARTED 03/23/2015; 10 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS. 2. Jefferson Farms; 1401 SW Westover Topeka KS 66604; Duck Hunting Club/Farm; member; annual meeting/helps with duties to facilitate duck hunting; affiliation started 09/30/1997; 8 hours per year; not during securities trading hours; not investment related. 3. Ranchland Trust of Kansas; 6031 SW 37th St Topeka KS 66614;To preserve Kansas ranching heritage and open spaces for future generations through conservation of working landscapes; Board Member; quarterly meetings and discussing the organization with Kansas Ranchers;12/6/19;8 hr/qtr; not during securities trading hours; not investment related. 4. 5833 LLC; 5735 SW 38th St, Topeka, KS 66610; real estate; Owner; 06/01/2022; 1 Hour per Week; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-10 |
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