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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2007-03-02
TX RA APPROVED 2007-03-02
  • KS RA
    APPROVED
    Since 2007-03-02
  • TX RA
    APPROVED
    Since 2007-03-02

Branch Locations

5833 Sw 29Th Street, Topeka, KS 66614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Topeka KS 03/2007 Present
Previous Registrations
Other Businesses

1. WHITETAIL ROAD LLC; 5616 SW 38TH ST TOPEKA KS 66610; AGRICULTURAL LAND FOR RAISING CROPS AND CATTLE; SECRETARY; LAND MANAGEMENT; AFFILIATION STARTED 03/23/2015; 10 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS. 2. Jefferson Farms; 1401 SW Westover Topeka KS 66604; Duck Hunting Club/Farm; member; annual meeting/helps with duties to facilitate duck hunting; affiliation started 09/30/1997; 8 hours per year; not during securities trading hours; not investment related. 3. Ranchland Trust of Kansas; 6031 SW 37th St Topeka KS 66614;To preserve Kansas ranching heritage and open spaces for future generations through conservation of working landscapes; Board Member; quarterly meetings and discussing the organization with Kansas Ranchers;12/6/19;8 hr/qtr; not during securities trading hours; not investment related. 4. 5833 LLC; 5735 SW 38th St, Topeka, KS 66610; real estate; Owner; 06/01/2022; 1 Hour per Week; Not During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-29
S63 Uniform Securities Agent State Law Examination 1993-03-10
  • S65 Uniform Investment Adviser Law Examination
    1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1993-03-10
Other Names
  • Jason L Newell

View on SEC IAPD

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