James Walker Hays

Current Employers

Employment History

• 03/1997 → 06/2024
  B. Riley Wealth Management
  Memphis, TN
• 07/2022 → 06/2024
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 06/2024 → Present
  Duncan Williams Asset Management Dba Hays Financial Group
  Memphis, TN
• 07/2024 → Present
  M.S. Howells & Co
  Scottsdale, AZ

Previous Registrations

• 2022-08-26 → 2024-06-20
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 2004-03-30 → 2022-12-31
  B. Riley Wealth Management
  Memphis, TN
  Memphis, TN

Other Businesses

(1.) Duncan Williams Asset Management DBA Hays Financial Group; Investment-Related; 5350 Poplar Ave #600 Memphis, TN 38119; Corporation; Vice President, Financial Advisor; Start date: 6/24/2024; Approximately 100 hours per month, 100 hours per month during trading hours; Manage Client Assets. (2.) Hays Financial Group; Investment-Related; 5350 Poplar Ave #600 Memphis, TN 38119; DBA for Team; Team Member; Start date: 7/1/2014; Approximately 160 hours per month, 160 hours per month during trading hours. (3.) Big Six Woods; Non-Investment Related; 4270 Poplar Ave Memphis, TN 38117; Hunting land in northern Tunica County MS; Partner; Start date: 7/1/2014; Approximately 4 hours per month, 3 hours per month during trading hours; Hunting. (4.) Memphis Gridiron Ministries; Non-Investment Related; 280 Tilman St. Memphis, TN 38122; 501c3 youth football program; Member of BOD; Start date: 5/1/2013; Approximately 4 hours per month, 2 hours per month during trading hours; Member on Board of Directors. (5.) MS Howells & Co; Investment-Related; 23350 N Pima Rd, Scottsdale, AZ 85255; Broker Dealer; Independent Contractor; Start date: 6/24/2024; Approximately 160 hours per month; 160 hours per month during trading hours; Trading and Insurance for clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-29
• S63 Uniform Securities Agent State Law Examination
  1992-11-10