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1555 Blake Street, Suite 250, Denver, CO 80202-1866 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-07-23 |
Branch Locations
1555 Blake Street, Suite 250, Denver, CO 80202-1866 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald & Co | New York | NY | 08/2016 | 10/2017 |
| Alps Distributors, Inc | Denver | CO | 06/2018 | Present |
| Unemployed | Denver | CO | 10/2017 | 06/2018 |
| Smith Capital Investors | Denver | CO | 06/2018 | Present |
1. Smith Capital Investors; Investment-Related; 1555 Blake St Suite 250, Denver, CO 80202; RIA; Investor; 08/02/2018; 160 Hrs/Mon; 130 Hrs/Mon During trading hours. 2. Citybridge Consulting, LLC; Not Investment-Related; Address On File; Consulting for Real Estate Development and Planning; Spouse's Business - No Position; 03/21/2024; 0 Hrs/Mon; None during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-01 |
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