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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-19 |
| HI | RA | APPROVED | 2010-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce Fenner & Smith, Inc. | Honolulu | HI | 04/2010 | Present |
| Bank Of America, Na | Honolulu | HI | 04/2010 | Present |
I*499825 For profit or not for profit: Name of outside business organization: 855A Hoomaemae Rental Investment related: N Address of business: Pearl City, Hawaii, 96782 Nature of business: Position, title, association: Sole owner, Start date of relationship: 8/1/2017 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-03 |
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