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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-03-25
  • MD RA
    APPROVED
    Since 2017-03-25

Branch Locations

11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States

Greensboro, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Linthicum MD 07/1992 03/2017
Metlife Securities Inc. Linthicum MD 07/1992 03/2017
Massachusetts Mutual Life Insurance Company Hunt Valley MD 07/2016 Present
Mml Investors Services, Llc Hunt Valley MD 03/2017 Present
  • 07/1992 → 03/2017
    Metropolitan Life Insurance Company
    Linthicum, MD
  • 07/1992 → 03/2017
    Metlife Securities Inc.
    Linthicum, MD
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Hunt Valley, MD
  • 03/2017 → Present
    Hunt Valley, MD
Previous Registrations
  • 1994-05-06 → 2017-03-25
    Msi Financial Services, Inc.
    Elkridge, MD
    Baltimore, MD
Other Businesses

1)NAME:ALAN BECKE, INV REL:Y ADDR: 11350 MCCORMICK RD, EXEC PL IV, SUITE 200, HUNT VALLEY MD 21031, NATURE:LIFE INSURANCE, HEALTH, POSITION:AGENT, START:2/1/18 NO HR/MO:10 NO HR/MO DUR TRADING:3.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-24
S63 Uniform Securities Agent State Law Examination 1992-08-31
  • S65 Uniform Investment Adviser Law Examination
    1994-01-24
  • S63 Uniform Securities Agent State Law Examination
    1992-08-31

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