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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2011-08-15 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Buchanan, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Advisors, Inc | Ft. Lauderdale | FL | 07/2011 | Present |
| Kovack Securities, Inc. | Ft. Lauderdale | FL | 07/2011 | Present |
1) DBA MIDDLETON FINANCIAL - 14779 BOYLE LAKE RD, BUCHANAN, MI 49107; INVESTMENT RELATED; MANAGING INVESTMENTS; OWNER/FINANCIAL ADVISOR; 100% OF TIME SPENT. 2) FIXED INSURANCE AND ANNUITIES - 14779 BOYLE LAKE ROAD, BUCHANAN, MI 49107; FIXED INSURANCE SALES; 5% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-25 |
| S66 | Uniform Combined State Law Examination | 2007-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-21 |
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