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225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-12-12 |
| IL | RA | APPROVED | 2025-03-04 |
| CA | RA | APPROVED | 2025-02-28 |
| OH | RA | APPROVED | 2025-02-28 |
| TX | RA | APPROVED | 2025-02-28 |
| WI | RA | APPROVED | 2025-02-28 |
Branch Locations
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
5250 Old Orchard Road, Skokie, IL 60077 • United States
Wapakoneta, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Skokie | IL | 05/2001 | 02/2025 |
| Tony Pondel, Certified Financial Planner, P.C. | Skokie | IL | 03/2003 | 02/2025 |
| Private Advisor Group, Llc | Skokie | IL | 02/2014 | 02/2025 |
| Northrock Partners, Llc | Skokie | IL | 02/2025 | Present |
1) 8/22/2018 - No Business Name - Not Investment Related - 20120 Wapak Cridersville Roar Wapakoneta, Ohio - Other-Farm - Started 04/30/2018 - .5 Hours Per Month/0.00 Hours During Trading - Own a farm in Ohio which produces crop rent and tree sales. 2) 10/11/2021 - LTCI - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 02/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-11-09 |
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