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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-12-05 |
| TX | RA | APPROVED | 2025-12-05 |
Branch Locations
534 S Kansas Ave Ste 965, Topeka, KS 66603-3451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor, Llc | Menomonee Falls | WI | 01/2010 | 01/2020 |
| Wells Fargo Funds Management, Llc | Menomonee Falls | WI | 01/2010 | 01/2020 |
| Edward Jones | Topeka | KS | 03/2020 | 12/2025 |
| Ameriprise Financial Services, Llc | Topeka | KS | 12/2025 | Present |
Board of Directors; South Pointe Estates HOA; President; 6327 SW Bayshore Dr, , Auburn, KS, 66402; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Selling Baseball Cards; Selling my baseball cards on Ebay to improve collection and create some extra cash.; 6327 SW Bayshore Dr, , Auburn, KS, 66402; Not Investment-Related; 12/05/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-20 |
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