Duane L Dollar

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 03/2020
  Ameriprise Financial Services, Inc.
  Sugar Land, TX
• 03/2020 → 04/2025
  Ameriprise Financial Services, Llc
  The Woodlands, TX
• 04/2025 → Present
  Lpl Financial Llc
  Spring, TX

Previous Registrations

• 2016-06-07 → 2025-05-01
  Ameriprise Financial Services, Llc
  The Woodlands, TX
  Tomball, TX
• 2007-05-09 → 2016-06-14
  Rbc Capital Markets, Llc
  Houston, TX
  Houston, TX
  Houston, TX
• 1997-10-03 → 2007-05-09
  Strategic Advisers Llc
  Boston, MA

Other Businesses

1.04/29/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name PCC Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 04/10/2025; 160hrs/mth; 8hrs during trading 2.04/29/2025; Five Dollars Farm, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 02/11/2025; 4hrs/mth; hrs during trading 3.05/29/2026; Advisors Resource; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/07/2026; 15hrs/mth; 15hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-30
• S63 Uniform Securities Agent State Law Examination
  1992-08-19