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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| PA | RA | APPROVED | 2009-03-13 |
Branch Locations
1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States
Oakmont, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Sewickley | PA | 03/2009 | Present |
| City National Bank | Sewickley | PA | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-23 |
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