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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-06 |
| MN | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed/Wold Assoc | Minneapolis | MN | 03/1986 | Present |
| Invest Financial Corp. | Tampa | FL | 03/2009 | 02/2018 |
| Lpl Financial Llc | Minneapolis | MN | 02/2018 | Present |
1. 02/14/2018 - BAYMARC, LLC - Investment Related - MARCO ISLAND, FL - Real Estate Rental - Owner - Start Date 8/2008 - 2 Hours Per Month/0 Hours During Securities Trading. 2. 02/14/2018 - CEDAR PROPERTIES, LLC - Investment Related - 1118 CEDAR LAKE RD S, MINNEAPOLIS, MN 55405 - Real Estate Rental - Owner - Start Date 7/8/15 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 02/14/2018 - WOLD FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - OWNER/President & INS AGENT - Start Date 2/6/2016 - 20 Hours Per Month/6 Hours During Securities Trading - ANNUITY, LIFE DISABILITY AND LONG TERM CARE BUSINESS. 4. 11/11/2021 - No Business Name - Investment Related - Deerwood, MN 56444 - Real Estate Rental - Start Date: 12/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 02/20/2024 - WOLD FINANCIAL LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/12/1986 - 8 Hrs/Mo; 0 Hr During Trading. 6. 12/10/2024 - The MTW/ MTW Properties - Investment Related - Other - LLC for semi-truck wash/building and land - Home Based - Start Date: 11/01/2024 - 4 Hrs/Month - 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-13 |
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