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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2002-03-01 |
| TX | RA | APPROVED_RES | 1999-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Toledo | OH | 06/1992 | Present |
| Bank Of America,N.A. | Perrysburg | OH | 06/2011 | Present |
I*1690280, Entity Type, Name of OBA: Village of Ottawa Hills, Address: Ottawa Hills, Ohio, 43606, Investment Related: No, Position, Title, Association: Council, Employee Start Date: 03/04/2024No Hours: 1hr/Weekly, No Hours during trading: 0, Duties: Represent Village residents with respect to issues pertaining to the local community. I*2588271, Entity Type: , Name of OBA: N G, Address: Ottawa Hills, Ohio, 43615, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 02/13/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*4882267, Entity Type: , Name of OBA: POA for S R L, Address: Gahanna, Ohio, 43230, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/10/2026, No Hours: 0 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-19 |
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