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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-04-23
  • CT RA
    APPROVED
    Since 2018-04-23

Branch Locations

29 South Main Street Suite 210, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Farmington CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Farmington CT 11/2016 04/2018
Raymond James & Associates West Hartford CT 04/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Farmington, CT
  • 11/2016 → 04/2018
    Farmington, CT
  • 04/2018 → Present
    Raymond James & Associates
    West Hartford, CT
Previous Registrations
  • 2008-01-01 → 2018-04-24
    Westport, CT
    Farmington, CT
  • 1998-05-06 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Farmington, CT
    Glastonbury, CT
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-20
S63 Uniform Securities Agent State Law Examination 1993-04-23
  • S65 Uniform Investment Adviser Law Examination
    1998-04-20
  • S63 Uniform Securities Agent State Law Examination
    1993-04-23
Other Names
  • John J Iii Mcdermott

View on SEC IAPD

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