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Edward James King

Graney& King, LLC

Latham, NY

CRD 2262701

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Employer firm

Graney& King, LLC CRD 126461

$484M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Graney& King, Llc

623 New Loudon Road, Latham, NY 12110 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-25
  • NY RA
    APPROVED
    Since 2021-06-25

Branch Locations

623 New Loudon Road, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) Latham NY 07/1998 Present
Graney & King, Llc Latham NY 07/1998 Present
  • 07/1998 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
    Latham, NY
  • 07/1998 → Present
    Graney & King, Llc
    Latham, NY
Other Businesses

1) 01/13/2000: GRANEY & KING, LLC - INV REL - 623 LOUDON ROAD BR#3, LATHAM, NY 12110 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2) 12/04/2006: GRANEY & KING, LLC - INV REL - 623 LOUDON ROAD BR#3, LATHAM, NY 12110 - REGISTERED INVESTMENT ADVISOR - 1% OF TIME SPENT - FIXED FEES FOR FINANCIAL PLANS 3) 5/24/2010 - EDWARD J. KING - NON-INVESTMENT RELATED - 623 LOUDON ROAD BR#3, LATHAM, NY 12110 - NON-VARIABLE INSURANCE - 1% OF TIME SPENT - OFFER LONG TERM CARE INSURANCE 4) 9/28/2021 - Graney & King, LLC - DBA: (Hybrid) Graney & King Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/07/2021 - 100 Hours Per Month/6 Hours During Securities Trading. 5) 9/28/2021 - Graney & King, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/07/2021 - 100 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Graney & King, LLC, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-09-02
  • S63 Uniform Securities Agent State Law Examination
    1992-09-02
Designations
  • Certified Financial Planner

View on SEC IAPD

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