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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2005-04-11
  • CT RA
    APPROVED
    Since 2005-04-11

Branch Locations

29 S Main St Ste 201, West Hartford, CT 06107-2454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance C Milwaukee WI 02/1993 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 05/1993 Present
Northwestern Mutual Investment Services, Llc W. Hartford CT 10/2005 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2010 Present
Town Of Bloofield Bloomfield CT 08/2022 Present
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NON INVESTMENT-RELATED. REGISTRAR, TOWN OF BLOOMFIELD, PARK AVE, BLOOMFIELD, , CONNECTICUT, 06002, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 08/08/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, REGISTRAR FOR TOWN OF BLOOMFIELD

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-14
S63 Uniform Securities Agent State Law Examination 1992-12-23
  • S65 Uniform Investment Adviser Law Examination
    1999-10-14
  • S63 Uniform Securities Agent State Law Examination
    1992-12-23
Designations
Other Names
  • Ivy Regina Marsh
  • Ivy R Sheptoff
  • Ivy Regina Sheptoff

View on SEC IAPD

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