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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2005-04-11 |
Branch Locations
29 S Main St Ste 201, West Hartford, CT 06107-2454 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 02/1993 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 05/1993 | Present |
| Northwestern Mutual Investment Services, Llc | W. Hartford | CT | 10/2005 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2010 | Present |
| Town Of Bloofield | Bloomfield | CT | 08/2022 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NON INVESTMENT-RELATED. REGISTRAR, TOWN OF BLOOMFIELD, PARK AVE, BLOOMFIELD, , CONNECTICUT, 06002, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 08/08/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, REGISTRAR FOR TOWN OF BLOOMFIELD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-23 |
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