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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chase Bank | Houston | TX | 10/2013 | 04/2018 |
| Unemployed | Pearland | TX | 04/2018 | 05/2018 |
| Lpl Financial Llc | Houston | TX | 05/2018 | Present |
1) 06/26/2018 - TDECU Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 06/26/2018 - TEXAS DOW EMPLOYEE CU / TDECU Wealth Advisors - Financial Institution Duty - start: 06/2018 - 160 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-31 |
| S65 | Uniform Investment Adviser Law Examination | 2006-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-16 |
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