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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2023-01-09
TX RA APPROVED 2023-01-06
AZ RA APPROVED 2021-06-04
  • VI RA
    APPROVED
    Since 2023-01-09
  • TX RA
    APPROVED
    Since 2023-01-06
  • AZ RA
    APPROVED
    Since 2021-06-04

Branch Locations

6710 North Scottsdale Road Suite 150, Scottsdale, AZ 85253-4451 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Scottsdale AZ 03/2008 Present
Other Businesses

NAME OF ENTITY: Melaleuca, Inc. ADDRESS: 4609 West 65th South, Idaho Falls, ID 83402 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 11.20.24 CAPACITY: Owner DUTIES: I get paid a commission for referring shoppers. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-27
S63 Uniform Securities Agent State Law Examination 1995-07-03
  • S65 Uniform Investment Adviser Law Examination
    2021-05-27
  • S63 Uniform Securities Agent State Law Examination
    1995-07-03

View on SEC IAPD

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