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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-19 |
Branch Locations
600 Portland Avenue South, Minneapolis, MN 55415 • United States
3333 East Concours Street Suite 8100, Ontario, CA 91764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc. | Ontario | CA | 07/2002 | 05/2020 |
| Thrivent Financial For Lutherans | Ontario | CA | 07/2002 | 05/2020 |
| Thrivent Advisor Network, Llc | Ontario | CA | 06/2020 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Ontario | CA | 07/2020 | 06/2024 |
| Thrivent Investment Management Inc | Minneapolis | MN | 06/2024 | Present |
FIXED INSURANCE POSITION: Agent NATURE: Selling/ servicing Fixed Insurance contracts INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: 3333 E Concours St., Suite 1800, Ontario CA 91764, United States DESCRIPTION: Selling / servicing fixed insurance contracts RENTAL HOME POSITION: Owner NATURE: Rent this home to single family tenants INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/27/2015 ADDRESS: 4925 Calico Ct, Alta Loma CA 91737, United States DESCRIPTION: Rent this home to single family tenants. THRIVENT ADVISOR NETWORK,LLC DBA CONCOURS CAPITAL ADVISORS POSITION: Wealth Advisor, Partner NATURE: Affiliated Retail Investment Advisory Firm INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 08/01/2022 ADDRESS: 3333 E. Concours St Ste 8100, Ontario CA 91764, United States DESCRIPTION: Provide investment advisory services to clients. OLD HOUSE LLC POSITION: Co Owner NATURE: Office building for IEFC, LLC business use. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2004 ADDRESS: 333 Concours St., Bldg 8, Ontario CA 91764, United States DESCRIPTION: Maintaining building THE EXECUTIVE SUITE AT HAVEN LLC POSITION: one of the owners of the LLC NATURE: Commercial Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2005 ADDRESS: 9431 Haven Ave, Rancho Cucamonga CA 91730, United States DESCRIPTION: I have an investment interest along with my spouse and other partners in the Executive Suite at Haven LLC. I am not the management partner. This property is a business of executive offices and the LLC owns the actual commercial property. The LLC has hired a management company to manage the executive suites that are for lease. I spend appx 5 or less hours per month interfacing with the management company and staff of this business/property and dealing with various paper work projects assocaited with the LLC etc. My spouse and I have ownership interest of 57.61%. It is income generating. IEFC LLC POSITION: consultant NATURE: LLC is established for the expenses for TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2025 ADDRESS: 3333 E Concours St, Ste 8100, Ontario CA 91764, United States DESCRIPTION: business development consulting, client transition, case planning, some advisory work
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-01 |
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