Richard Gilbert Kelley

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → 10/2016
  Morgan Stanley & Co., Incorporated
  Purchase, NY
• 06/2009 → 10/2016
  Morgan Stanley Smith Barney
  Greenwich, CT
• 01/2015 → 10/2016
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Darien, CT
• 11/2016 → Present
  Bank Of America, N.A.
  Darien, CT

Previous Registrations

• 2009-06-01 → 2016-11-03
  Morgan Stanley
  Greenwich, CT
  Fairfield, CT
  Greenwich, CT
• 2008-02-22 → 2009-06-01
  Morgan Stanley & Co. Llc
  Greenwich, CT
• 2001-02-09 → 2008-03-06
  Citigroup Global Markets Inc.
  Greenwich, CT
  Greenwich, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-11-10
• S63 Uniform Securities Agent State Law Examination
  1992-10-30

Other Names

• Chip Kelley
• Richard Gilbert Kelley
• Richard Gilbert Kelley
• Richard J Kelley
• Richard Gilbert Kelley
• Richard Gilbert Kelley Jr.