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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-09-13
  • FL RA
    APPROVED
    Since 2019-09-13

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Delray Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 01/2015 09/2019
Ubs Financial Services Inc. West Palm Beach FL 09/2019 Present
Previous Registrations
Other Businesses

I*77975 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PRIME PROPERTIES OF SOUTH FLORIDA INC. INVESTMENT RELATED: Y ADDRESS OF BUSINESS: DELRAY BEACH, FLORIDA 33445 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/20/2003 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I OWN THIS S-CORPORATION AND USE IT FOR REAL ESTATE INVESTMENTS Prime Properties of South Florida Inc. / 2004 Valencia Drive Delray Beach, Florida 33445 / United States / Sole Proprietorship / Real Estate / This entity is for Real Estate Sales and Investments / Proprietor / owner / I pay all the bills, decide on E& O insurance coverage and keep track of expenses. / Start Date 6/1/2003 / New York State Division of Licensing / 2004 Valencia Drive Delray Beach, Florida 33445 / United States / Other / Real Estate / I hold an out of state Real Estate Brokers license for the state of New York. If I were to use it it would be to sell or rent property in New York / Other / Real Estate Broker / Sell or lease property / New York Real Estate Brokers License / Start Date 7/12/1991 Florida Dept of Business and Professional Regulation / 2004 Valencia Drive Delray Beach, Florida 33445 / United States / Other / Real Estate / I hold a Real Estate Brokers license for the state of Florida. If I were to use it it would be to sell or rent property in Florida / Other / Real Estate Broker / Sell or lease property / Florida Real Estate Brokers License / Start Date 6/1/2003

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-26
S63 Uniform Securities Agent State Law Examination 1993-03-09
  • S66 Uniform Combined State Law Examination
    2007-02-26
  • S63 Uniform Securities Agent State Law Examination
    1993-03-09

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