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27201 Puerta Real Suite 300, Mission Viejo, CA 92691 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-16 |
| CA | RA | APPROVED | 2018-08-13 |
Branch Locations
27201 Puerta Real Suite 300, Mission Viejo, CA 92691 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Dog Pawrk Brewing Company, Llc | San Juan Capistrano | CA | 11/2017 | Present |
| Federalretirementreport.cOm | Mission Viejo | CA | 04/2014 | Present |
| Redefine Financial, Llc | Mission Viejo | CA | 08/2018 | Present |
| Rp&A Financial Strategists, Llc | Mission Viejo | CA | 06/2008 | Present |
| First Allied Securities, Inc | San Diego | CA | 06/2003 | 08/2018 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 08/2018 |
1.)RP&A FINANCIAL STRATEGISTS, LLC; Investment Related; Mission Viejo, CA; Insurance Sales; Managing Member/Insurance Agent; 06/2008; Approximately 40 hours per month during trading hours. 2.) FEDERALRETIREMENTREPORT.COM; OFFICER; EDUCATION AND CONSULTING; Mission Viejo, CA; START DATE 04/01/2014; 40 HOURS PER MONTH. 3.) THE DOG PAWRK BREWING COMPANY, LLC; MANAGING MEMBER; START DATE: 11/01/2017; 120 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-16 |
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