Richard Anthony O'COnnell

Current Employers

Employment History

• 02/2012 → Present
  Raymond James & Associates
  Bloomfield Hills, MI

Previous Registrations

• 2006-06-16 → 2012-01-31
  Wells Fargo Clearing Services, Llc
  Ann Arbor, MI
  Farmington Hills, MI
  Birmingham, MI
  Farmington Hills, MI
  Dearborn, MI
  Perrysburg, OH
• 2005-01-11 → 2006-06-21
  Banc Of America Investment Services, Inc.
  Santa Maria, CA
  Manhattan Beach, CA
  Los Angeles, CA
  Santa Barbara, CA
  Beverly Hills, CA
  Marina Del Rey, CA
  Woodland Hills, CA
  Agoura, CA
  Camarillo, CA
  Woodland Hills, CA
  Los Angeles, CA
  Lancaster, CA
  Santa Barbara, CA
  El Segundo, CA
  Los Angeles, CA
  Northridge, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Culver City, CA
  Westlake Village, CA
  Northridge, CA
  Los Angeles, CA
  Santa Barbara, CA
  Los Angeles, CA
  Ventura, CA
  West Los Angeles, CA
  Los Angeles, CA
  Manhattan Beach, CA
  Westlake Village, CA
  Gardena, CA
  Pacific Palisades, CA
  Encino, CA
  Granada Hills, CA
  Reseda, CA
  Tarzana, CA
  Chatsworth, CA
  Canoga Park, CA
  Woodland Hills, CA
  Woodland Hills, CA
  Newbury Park, CA
  Malibu, CA
  Camarillo, CA
  Santa Monica, CA
  Los Angeles, CA
  Los Angeles, CA
  Venice, CA
  Los Angeles, CA
  Santa Monica, CA
  Sylmar, CA
  San Fernando, CA
  Sylmar, CA
  Thousand Oaks, CA
  Santa Monica, CA
  Los Angeles, CA
  Moorpark, CA
  Beverly Hills, CA
  Los Angeles, CA
  Los Angeles, CA
  Beverly Hills, CA
  Los Angeles, CA
  Inglewood, CA
  Hollywood, CA
  Hawthorne, CA
  Inglewood, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  West Hollywood, CA
  Los Angeles, CA
  Los Angeles, CA
  Beverly Hills, CA
  Beverly Hills, CA
  Woodland Hills, CA
  Thousand Oaks, CA
  Morro Bay, CA
  Ventura, CA
  Port Hueneme, CA

Other Businesses

(1) Name of Business: Forest Way Kennel Address: 5114 Forest Way, Bloomfield, MI, 48302, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/29/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I own Forest Way Kennel and recently had a first litter of puppies. I operate this with my wife and daughter.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-01
• S63 Uniform Securities Agent State Law Examination
  1992-08-18

Other Names

• Richard Anthony Oconnell