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Joseph Edward Faherty

Osaic Wealth, Inc.

Old Tappan, NJ

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-19
  • NJ RA
    APPROVED
    Since 2025-05-19

Branch Locations

183 Old Tappan Road, Old Tappan, NJ 07675 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates Paramus NJ 03/2005 12/2021
Lpl Financial, Llc Old Tappan NJ 12/2021 05/2025
Osaic Old Tappan NJ 05/2025 Present
  • 03/2005 → 12/2021
    Royal Alliance Associates
    Paramus, NJ
  • 12/2021 → 05/2025
    Old Tappan, NJ
  • 05/2025 → Present
    Osaic
    Old Tappan, NJ
Previous Registrations
Other Businesses

GARDEN STATE CAPITAL INVESTMENTS LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 02/15/2007 ADDRESS: 183 Old Tappan Road, Old Tappan NJ 07675, United States DESCRIPTION: Business Entity for Tax/investments purposes only

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-09-17
  • S63 Uniform Securities Agent State Law Examination
    1992-09-17

View on SEC IAPD

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