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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-05-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pompton Plains | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pompton Plains | NJ | 11/2016 | 03/2018 |
| Royal Alliance | Old Tappan | NJ | 03/2018 | 12/2021 |
| Lpl Financial, Llc | Old Tappan | NJ | 12/2021 | 05/2025 |
| Osaic | Old Tappan | NJ | 05/2025 | Present |
1. GARDEN STATE CAPITAL INVESTMENTS, LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/09/2025 ADDRESS: 183 Old Tappan Rd, Old Tappan NJ 07675, United States DESCRIPTION: Sale of insurance products
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-12-02 |
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