Roy Joseph Mastrangelo

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Pompton Plains, NJ
• 11/2016 → 03/2018
  Wells Fargo Clearing Services, Llc
  Pompton Plains, NJ
• 03/2018 → 12/2021
  Royal Alliance
  Old Tappan, NJ
• 12/2021 → 05/2025
  Lpl Financial, Llc
  Old Tappan, NJ
• 05/2025 → Present
  Osaic
  Old Tappan, NJ

Previous Registrations

• 2021-12-14 → 2025-05-21
  Lpl Financial Llc
  Fort Mill, SC
  Old Tappan, NJ
  Old Tappan, NJ
• 2018-03-20 → 2021-12-15
  Osaic Wealth, Inc.
  Old Tappan, NJ
• 2005-09-16 → 2018-03-20
  Wells Fargo Clearing Services, Llc
  Pompton Plains, NJ
  Pompton Plains, NJ
  Short Hills, NJ
  Summit, NJ
  Summit, NJ
  Short Hills, NJ
• 2002-07-22 → 2005-09-22
  Ubs Financial Services Inc.
  Hackensack, NJ

Other Businesses

1. GARDEN STATE CAPITAL INVESTMENTS, LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/09/2025 ADDRESS: 183 Old Tappan Rd, Old Tappan NJ 07675, United States DESCRIPTION: Sale of insurance products

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-12-02