Michael Nigris

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-01-17
NJ	RA	APPROVED	2024-01-08

NY RA
APPROVED

Since 2024-01-17
NJ RA
APPROVED

Since 2024-01-08

Branch Locations

183 Old Tappan Road, Old Tappan, NJ 07675 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Old Tappan	NJ	12/2021	01/2024
Osaic	Garden City	NY	01/2024	Present
Royal Alliance Associates, Inc.	New York	NY	03/2004	12/2021

12/2021 → 01/2024

Lpl Financial, Llc

Old Tappan, NJ
01/2024 → Present

Osaic

Garden City, NY
03/2004 → 12/2021

Royal Alliance Associates, Inc.

New York, NY

Previous Registrations

2021-12-21 → 2024-01-11

Lpl Financial Llc

Old Tappan, NJ

Fort Mill, SC

Old Tappan, NJ
2004-07-08 → 2021-12-15

Osaic Wealth, Inc.

New York, NY

Old Tappan, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-17
S63	Uniform Securities Agent State Law Examination	1994-07-25

S65 Uniform Investment Adviser Law Examination

1994-08-17
S63 Uniform Securities Agent State Law Examination

1994-07-25