Thomas John Santucci

Current Employers

Employment History

• 08/2004 → Present
  Osaic Wealth, Inc.
  Garden City, NY

Other Businesses

1. THOMAS J SANTUCCI POSITION: Owner NATURE: Sale of insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 08/01/2004 ADDRESS: 390 Old Country Rd Fl 2, Garden City NY 11530-1883, United States DESCRIPTION: Insurance products including life insurance and variable annuities 2. INVESTMENT ADVISORY SERVICES,INVESTMENT-RELATED,ROYAL ALLIANCE ASSOC., INC,390 Old Country Road, 2nd Floor, GARDEN CITY, NY 11530,STATUTORY AGENT,STARTED THIS ACTIVITY: AUGUST 16, 2004,20 HRS. P/MTH, 20 HRS. P/MTH/TD, OFFER CLIENTS INVESTMENT ADVISORY SERVICES, INCLUDING THE USE OF MONEY MANAGERS. 3. GATEWAY INVESTMENTS, LLC; 390 Old Country Road, 2nd Floor, GARDEN CITY, NEW YORK 11530; MANAGING EXECUTIVE; STARTED AUGUST 2004 4. BOYS & GIRLS CLUB OF METRO QUEENS POSITION: Board Member - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2005 ADDRESS: 110-04 Atlantic Ave Richmond Hill, NY 11419, Richmond HIll NY 11419, United States; DESCRIPTION: Member of the Board of Directors. Responsible for oversight of programs and budget process. 5. QUEENS CHAMBER OF COMMERCE POSITION: Board of Member NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 75-20 Astoria Blvd Jackson Heights, NY 11370, Jackson Heights NY 11370, United States DESCRIPTION: As a Board Member, oversee program activities of the organization. 7. GATEWAY UNIVERSAL, LLC POSITION: President NATURE: Real estate management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: 51 Nassau Blvd, Garden City NY 11530, United States DESCRIPTION: Manage and purchase real estate 8. CLINCO PROPERTIES, LLC POSITION: President NATURE: Real estate ownership INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 51 Nassau Blvd, Garden City NY 11530, United States DESCRIPTION: Passive real estate investment 9. FINRA HEARING OFFICER POSITION: Hearing Officer NATURE: I serve as a hearing officer for the Financial Regulatory Authority. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/18/2022 ADDRESS: 390 Old Country Road, Garden City NY 11530, United States DESCRIPTION: Serve as a hearing officer for FINRA disciplinary hearings. This activity is not subject to regular hours, and I generally serve when available. 10. MEDISYS HEALTH NETWORK POSITION: Director NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 09/19/2023 ADDRESS: 8900 Van Wyck Expressway, Jamaica NY 11419, United States DESCRIPTION: Member of the Board of Directors of a healthcare institution.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-09
• S63 Uniform Securities Agent State Law Examination
  1996-02-02