Robert Joseph Cappadona

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → 12/2021
  Royal Alliance Associates, Inc.
  Paramus, NJ
• 12/2021 → 05/2025
  Lpl Financial, Llc
  Old Tappan, NJ
• 05/2025 → Present
  Osaic
  Old Tappan, NJ

Previous Registrations

• 2021-12-21 → 2025-05-21
  Lpl Financial Llc
  Fort Mill, SC
  Old Tappan, NJ
  Old Tappan, NJ
• 2005-05-12 → 2021-12-15
  Osaic Wealth, Inc.
  Paramus, NJ
  Old Tappan, NJ

Other Businesses

1. REAL ESTATE RENTAL POSITION: agent NATURE: real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 183 Old Tappan Road, Old Tappan NJ 07675, United States DESCRIPTION: real estate 2. GARDEN STATE CAPITAL INVESTMENTS LLC POSITION: advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 02/15/2007 ADDRESS: 183 Old Tappan Road, Old Tappan NJ 07675, United States DESCRIPTION: Business Entity for Tax/Investment purposes only

Exams

• S66 Uniform Combined State Law Examination
  2005-05-11
• S63 Uniform Securities Agent State Law Examination
  1984-03-14

Other Names

• Robert Cappadona
• Robert Cappodona