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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Paramus | NJ | 03/2005 | 12/2021 |
| Lpl Financial, Llc | Old Tappan | NJ | 12/2021 | 05/2025 |
| Osaic | Old Tappan | NJ | 05/2025 | Present |
1. REAL ESTATE RENTAL POSITION: agent NATURE: real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 183 Old Tappan Road, Old Tappan NJ 07675, United States DESCRIPTION: real estate 2. GARDEN STATE CAPITAL INVESTMENTS LLC POSITION: advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 02/15/2007 ADDRESS: 183 Old Tappan Road, Old Tappan NJ 07675, United States DESCRIPTION: Business Entity for Tax/Investment purposes only
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-14 |
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