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Vernon Duane Brown

Wells Fargo Clearing Services, LLC

Arcata, CA

Santa Rosa, CA

Clearlake, CA

Fort Bragg, CA

Ukiah, CA

Eureka, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-13
CA RA APPROVED 2016-10-03
  • TX RA
    APPROVED_RES
    Since 2019-05-13
  • CA RA
    APPROVED
    Since 2016-10-03

Branch Locations

1103 G St, Arcata, CA 95521 • United States

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

14918 Olympic Dr, Clearlake, CA 95422 • United States

660 S Main St, Fort Bragg, CA 95437 • United States

717 S State St, Ukiah, CA 95482 • United States

605 G St, Eureka, CA 95501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2016
Wells Fargo Advisors, Llc Santa Rosa CA 09/2016 11/2016
Wells Fargo Clearing Services, Llc Santa Rosa CA 11/2016 Present
  • 01/2015 → 09/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Santa Rosa, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Santa Rosa, CA
Previous Registrations
  • 2009-06-01 → 2016-10-12
    Morgan Stanley
    Eureka, CA
  • 2008-11-19 → 2009-06-01
    Morgan Stanley & Co. Llc
    Eureka, CA
  • 1998-11-02 → 2006-11-27
    Morgan Stanley Dw Inc.
    Eureka, CA
    Eureka, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-25
S63 Uniform Securities Agent State Law Examination 1992-10-09
  • S65 Uniform Investment Adviser Law Examination
    2001-07-25
  • S63 Uniform Securities Agent State Law Examination
    1992-10-09
Other Names
  • Vernon Duane Brown

View on SEC IAPD

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Other Offices

U.S. BANCORP ADVISORS, LLC · Arcata, CA
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J.P. MORGAN SECURITIES LLC · ARCATA, CA
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