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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
CA RA APPROVED 2006-11-06
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • CA RA
    APPROVED
    Since 2006-11-06

Branch Locations

1165 G Street Suite E, Arcata, CA 95521 • United States

Mount Pleasant, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2003 Present
Previous Registrations
Other Businesses

Self Type of business: Occasional VRBO of Residence Arcata, CA Start date: 4/1/2025 Property Owner Hours per week: 0 Hours during trading: 0 Desc: We will be renting out our residence as a short term rental when we are staying in our second home. My wife will be handling it.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-13
S63 Uniform Securities Agent State Law Examination 1998-06-18
  • S65 Uniform Investment Adviser Law Examination
    1999-04-13
  • S63 Uniform Securities Agent State Law Examination
    1998-06-18
Designations
Other Names
  • Bryan Michael Plumley

View on SEC IAPD

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