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Kenneth Wayne Houldsworth

LPl Financial LLC

Arcata, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-13
CA RA APPROVED 1997-12-31
  • TX RA
    APPROVED
    Since 2019-08-13
  • CA RA
    APPROVED
    Since 1997-12-31

Branch Locations

1400 Tenth Street, Arcata, CA 95521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Arcata CA 10/1994 Present
Ken Houldsworth, Inc. Arcata CA 06/2000 09/2018
  • 10/1994 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Arcata, CA
  • 06/2000 → 09/2018
    Ken Houldsworth, Inc.
    Arcata, CA
Other Businesses

1. 9/17/2004: KEN HOULDSORTH, INC. - Investment Related - Business Entity For Tax/Investment Purposes Only - CHANGE SOLE TO CORPORATION.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-07
  • S63 Uniform Securities Agent State Law Examination
    1993-06-07
Designations
Other Names
  • Kenneth Wayne Houldsworth

View on SEC IAPD

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Other Offices

U.S. BANCORP ADVISORS, LLC · Arcata, CA
WELLS FARGO CLEARING SERVICES, LLC · ARCATA, CA
EDWARD JONES · ARCATA, CA
J.P. MORGAN SECURITIES LLC · ARCATA, CA
LPL FINANCIAL LLC · ARCATA, CA
EDWARD JONES · MCKINLEYVILLE, CA
EDWARD JONES · MCKINLEYVILLE, CA
EDWARD JONES · EUREKA, CA

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