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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-17
TX RA APPROVED 2024-09-17
  • CA RA
    APPROVED
    Since 2024-09-17
  • TX RA
    APPROVED
    Since 2024-09-17

Branch Locations

803 Third Street, Crescent City, CA 95531 • United States

337 F Street, Eureka, CA 95501 • United States

780 Seventh Street, Arcata, CA 95521 • United States

120 E. Alder Street, Fort Bragg, CA 95437 • United States

9084 Brooks Rd, Windsor, CA 95492 • United States

103 S. Cloverdale Blvd., Cloverdale, CA 95425 • United States

234 S. Main Street #1, Willits, CA 95490 • United States

700 S. State Street, Ukiah, CA 95482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A./Merrill Lynch Santa Rosa CA 10/2015 08/2024
J.P. Morgan Securities Llc Windsor CA 09/2024 Present
Jpmorgan Chase Bank, N.A. Windsor CA 09/2024 Present
  • 10/2015 → 08/2024
    Bank Of America, N.A./Merrill Lynch
    Santa Rosa, CA
  • 09/2024 → Present
    Windsor, CA
  • 09/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Windsor, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-12
  • S66 Uniform Combined State Law Examination
    2015-05-12
Other Names
  • Kyle Thomas Broin

View on SEC IAPD

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