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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-13 |
| CA | RA | APPROVED | 2010-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Arcata | CA | 03/2008 | Present |
1. 09/10/2019 - No business name - Investment related - Arcata CA 95521 - Real Estate Rental - start date:10/01/2019 - 1 hr/mo - 0 hrs during trading. 2. 07/24/2024 - Amy Taylor Inc - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 05/29/2024 - 10 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-18 |
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