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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1998-07-16 |
| CT | RA | APPROVED | 1992-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 06/1992 | Present |
| Bank Of America, N.A. | Darien | CT | 07/2011 | Present |
DARIEN VOLUNTEER FIRE DEPARTMENT. 848 POST ROAD, DARIEN, CT 06820, PRESIDENT, FIRST RESPONSE EMERGENCY SERVICES, JANUARY 1996, 16 HRS DRNG MNTH, 4 DRNG TRDNG HRS, OVERSEE THE NON-FIREFIGHTING FUNCTIONS OF THE DEPT, NOT INVST RLTD. I*: 2503286 Entity Type: For Profit Name of OBA: MAHJONG BY MAHJEN LLC Address: DARIEN,Connecticut Investment Related: No Position, Title, Association: Spouse of business owner Employee Start Date: 06/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: THIS IS WHOLLY OWNED BY MY WIFE J. A. TO TEACH MAHJONG
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-21 |
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