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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-17 |
| NC | RA | APPROVED | 2009-06-22 |
| MD | RA | APPROVED | 2009-05-13 |
Branch Locations
15 E. Main Street Suite 218, Westminster, MD 21157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Baltimore | MD | 04/2009 | 07/2021 |
| Janney Montgomery Scott Llc | Westminster | MD | 07/2021 | Present |
#1 BEASLEY'S PRODUCE, HAMPSTEAD, MD, PRODUCE SALES. OWNER: PRODUCE SALES FROM SELF GROWN AND OWNED CROPS. PREPARE LAND, SEED CROPS, IRRIGATE AND CULTIVAE HARVEST FOR SELL OF PRODUCES. COMPENSATED, 30 HRS./MONTH, INVESTMENT RELATED. #2 North Carroll Community School, Westminster, MD. Board member (07/2023) - role includes developing policies for the school. Not investment related, 3 hours/month, not compensated. #3 Carroll County Government, Westminster, MD. Member of Police Accountability Board (11/2024) - review Police policies/procedures as a citizen board member. Not investment related, not compensated, 2 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-03 |
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