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Christopher F Halotek

Raymond James & Associates, Inc.

West Hartford, CT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-26
CT RA APPROVED 2018-02-28
  • TX RA
    APPROVED_RES
    Since 2024-09-26
  • CT RA
    APPROVED
    Since 2018-02-28

Branch Locations

433 South Main Street Suite 325, West Hartford, CT 06110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney West Hartford CT 06/2009 02/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 02/2018
Raymond James & Associates, Inc. West Hartford CT 02/2018 Present
  • 06/2009 → 02/2018
    Morgan Stanley Smith Barney
    West Hartford, CT
  • 01/2015 → 02/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2018 → Present
    Raymond James & Associates, Inc.
    West Hartford, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-27
S63 Uniform Securities Agent State Law Examination 1992-07-16
  • S65 Uniform Investment Adviser Law Examination
    1992-07-27
  • S63 Uniform Securities Agent State Law Examination
    1992-07-16
Other Names
  • Chris Halotek
  • Christopher Francis Halotek

View on SEC IAPD

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Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

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