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Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2010-06-16
  • AZ RA
    APPROVED
    Since 2010-06-16

Branch Locations

8605 E Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Gfa Wealth Design Sarasota FL 08/2005 Present
Ashton Thomas Private Wealth, Llc Scottsdale AZ 03/2010 Present
Peachtree Capital Corporation Atlanta GA 06/2016 08/2018
Ashton Thomas Insurance Agency Scottsdale AZ 10/2016 Present
Amplify Technology, Llc Scottsdale AZ 03/2020 Present
Amplify Financial, Llc Scottsdale AZ 11/2023 Present
  • 08/2005 → Present
    Gfa Wealth Design
    Sarasota, FL
  • 03/2010 → Present
    Ashton Thomas Private Wealth, Llc
    Scottsdale, AZ
  • 06/2016 → 08/2018
    Peachtree Capital Corporation
    Atlanta, GA
  • 10/2016 → Present
    Ashton Thomas Insurance Agency
    Scottsdale, AZ
  • 03/2020 → Present
    Amplify Technology, Llc
    Scottsdale, AZ
  • 11/2023 → Present
    Amplify Financial, Llc
    Scottsdale, AZ
Previous Registrations
  • 2008-06-04 → 2011-03-28
    The Planning Group
    Scottsdale, AZ
  • 2005-09-26 → 2008-06-17
    Global Financial Private Capital, Inc.
    Sarasota, FL
    Scottsdale, AZ
Other Businesses

(1) GFA WEALTH DESIGN, SCOTTSDALE, AZ, MEMBER/OWNER, NATURE OF BUSINESS: INSURANCE SALES, 0 HOURS PER WEEK. NOT INVESTMENT-RELATED. (2) GFA PRIVATE CAPITAL, LLC, SCOTTSDALE, AZ; MEMBER; START DATE: 09/12/2007; INACTIVE LLC SET UP FOR POSSIBLE FUTURE BUSINESS PURPOSES NOT INVESTMENT RELATED (3) LIQUID SOL MUSIC FESTIVAL, LLC, MINORITY MEMBER, PHX, AZ; NOT SECURITIES RELATED; 0 HOURS PER WEEK START DATE: 09/2013; THIS LLC HAS NO ACTIVE BUSINESS. (4) CROUSE FAMILY LLC, SCOTTSDALE, AZ, NOT INVESTMENT-RELATED. HOLDING COMPANY FOR LAND IN MONTANA, 0 HOURS PER WEEK. (5) AMPLIFY VENTURES GROUP, SCOTTSDALE, AZ; MEMBER/OWNER, START DATE 11/2023; INVESTMENT-RELATED, 0 HOURS PER WEEK. (6) HANA HOLDINGS, LLC, SCOTTSDALE, AZ; MEMBER/OWNER, START DATE 09/2017; NOT INVESTMENT-RELATED, 0 HOURS A WEEK. (7) CROUSE 423,LLC; SCOTTSDALE, AZ; NOT INVESTMENT-RELATED; 12/1/2008; HOLDING COMPANY FOR PROPERTY IN MT; 0 HOURS/WEEK. (8) ASHTON THOMAS MANAGEMENT, LLC; YES INVESTMENT-RELATED; SCOTTSDALE, AZ; 4/1/2020/ MEMBER OF LLC; 0 HOURS/WEEK.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-06-01
S65 Uniform Investment Adviser Law Examination 2005-07-22
  • S63 Uniform Securities Agent State Law Examination
    2008-06-01
  • S65 Uniform Investment Adviser Law Examination
    2005-07-22
Other Names
  • Aaron Paul Brodt

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