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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-17
NC RA APPROVED 2012-04-18
CA RA APPROVED 2012-03-23
NJ RA APPROVED 2012-02-23
PA RA APPROVED 2012-02-23
TX RA APPROVED 2012-02-23
  • FL RA
    APPROVED
    Since 2024-09-17
  • NC RA
    APPROVED
    Since 2012-04-18
  • CA RA
    APPROVED
    Since 2012-03-23
  • NJ RA
    APPROVED
    Since 2012-02-23
  • PA RA
    APPROVED
    Since 2012-02-23
  • TX RA
    APPROVED
    Since 2012-02-23

Branch Locations

1010 Stony Hill Road Suite 300, Yardley, PA 19067 • United States

4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States

701 East Gate Drive Suite 210, Mt. Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Yardley/Newtown PA 02/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-02
S63 Uniform Securities Agent State Law Examination 1992-09-02
  • S65 Uniform Investment Adviser Law Examination
    1993-01-02
  • S63 Uniform Securities Agent State Law Examination
    1992-09-02
Designations

View on SEC IAPD

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