Joseph Clay Young

Current Employers

Employment History

• 05/2015 → 03/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jonesboro, AR
• 07/2015 → 03/2026
  Bank Of America, N.A.
  Jonesboro, AR
• 03/2026 → Present
  Ubs Financial Services Inc.
  Memphis, TN

Previous Registrations

• 2015-05-08 → 2026-03-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jonesboro, AR
• 2008-08-15 → 2015-05-05
  Stephens
  Jonesboro, AR
• 2008-01-01 → 2008-08-28
  Wells Fargo Clearing Services, Llc
  Jonesboro, AR
• 2002-05-14 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Jonesboro, AR
  St. Louis, MO
  Jonesboro, AR

Other Businesses

VIKING CAPITAL,LLC - INVESTMENT RELATED -JONESBORO,AR - REAL ESTATE HOLDINGS/RENTAL PROPERTY - SOLE MEMBER - (CONTRACT WITH PROPERY MGMT TO HANDLE DAY TO DAY LEASING, RENT COLLECTION & MAINTENANCE)- 1999 - 10 HOURS PER WEEK - 3 HOURS PER MONTH DURING TRADING HOURSI*82072FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: YOUNG INVESTMENT COMPANY L.L.C.INVESTMENT RELATED: NADDRESS OF BUSINESS: JONESBORO, ARKANSAS 72401NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 07/09/1996NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: FAMILY HELD REAL ESTATE-RENTAL PROPERTYI*123788For profit or not for profit: Non-Profit OrganizationName of outside business organization: Winthrop P. Rockefeller Cancer InstituteInvestment related: NAddress of business:Little Rock, Arkansas 72205Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 6/15/2019Number of hours devoted: 4 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Advisory Board.I*732255For profit or not for profit: Name of outside business organization: Education ArkansasInvestment related: NAddress of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , I am committed to raising funds for Education Arkansas. Education Arkansas is a program to educated students and educators to embed key practices and strategies regarding the stock market, the flow of goods and services, inflation, economic growth, etc.I*1218296For profit or not for profit: Entity For ProfitName of outside business organization: Viking Capital, LLCInvestment related: NAddress of business: Jonesboro, Arkansas, 72401Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 3/15/2023Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Rental property holding company. my wife manages the property. typical rental property responsibilities.

Exams

• S66 Uniform Combined State Law Examination
  2002-05-13
• S63 Uniform Securities Agent State Law Examination
  1995-04-18

Other Names

• Joseph Clay Young