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Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-08-16
  • AZ RA
    APPROVED
    Since 2019-08-16

Branch Locations

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

565 West Chandler Boulevard Suite 112, Chandler, AZ 85225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ashton Thomas Private Wealth Scottsdale AZ 08/2019 Present
Ashton Thomas Insurance Agency Scottsdale AZ 08/2019 Present
Cox And Company, Llc Mesa AZ 07/2008 Present
Redhawk Wealth Advisors, Inc. Minneapolis MN 07/2008 08/2019
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-17
S63 Uniform Securities Agent State Law Examination 1992-09-15
  • S65 Uniform Investment Adviser Law Examination
    2008-06-17
  • S63 Uniform Securities Agent State Law Examination
    1992-09-15

View on SEC IAPD

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