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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-01-19
NV RA APPROVED 2024-01-19
  • HI RA
    APPROVED
    Since 2024-01-19
  • NV RA
    APPROVED
    Since 2024-01-19

Branch Locations

1341 Kapiolani Blvd Suite 12B, Honolulu, HI 96814 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Carlsbad CA 10/2000 03/2017
Mml Investors Services, Llc Honolulu HI 03/2017 12/2021
Woodbury Financial Services Inc Honolulu HI 12/2021 01/2024
Metlife Securities Carlsbad CA 12/2005 03/2017
Osaic Wealth, Inc. Las Vegas NV 01/2024 Present
  • 10/2000 → 03/2017
    Metlife Securities
    Carlsbad, CA
  • 03/2017 → 12/2021
    Honolulu, HI
  • 12/2021 → 01/2024
    Woodbury Financial Services Inc
    Honolulu, HI
  • 12/2005 → 03/2017
    Metlife Securities
    Carlsbad, CA
  • 01/2024 → Present
    Las Vegas, NV
Previous Registrations
  • 2021-12-03 → 2024-01-19
    Woodbury Financial Services, Inc.
    Honolulu, HI
    Las Vegas, NV
  • 2017-03-25 → 2021-12-08
    Honolulu, HI
    Honolulu, HI
  • 2005-12-21 → 2017-03-25
    Msi Financial Services, Inc.
    Honolulu, HI
    Honolulu, HI
    Carlsbad, CA
    Honolulu, HI
    Honolulu, HI
    Carlsbad, CA
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Mililani, HI
    Carlsbad, CA
    Honolulu, HI
Other Businesses

1) NAME: HAROLD BASILIO INV REL: Y ADD:RESIDENTIAL ADD NATURE: INDIVIDUAL LIFE/HEALTH POSITION: AGENT START DATE: 7/01/2016 NO HRS/MO: 2 NO HS/MO DUR TRADING: 2 2) HAROLD A. BASILIO POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1993 ADDRESS: 1341 Kapiolani Boulevard, Suite 12B, Honolulu HI 96814, United States DESCRIPTION: Recommend and sell the following:Fixed annuities, Fixed indexed annuities, Life insurance, LTC insurance, Disability insurance.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-01
  • S63 Uniform Securities Agent State Law Examination
    1992-08-01
Designations

View on SEC IAPD

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