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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-02 |
| OR | RA | APPROVED | 2005-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Portland | OR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Portland | OR | 11/2016 | Present |
PORTLAND FOOTBALL OFFICIALS ASSOCIATION, NOT INV RELATED, PORTLAND, OR, HEAD LINESMAN, START DATE: 9/10/2018, 20 HRS/MONTH, 0 HRS DURING TRADING, OFFICIATING FOOTBALL GAMES. MUD LAKE CAMP, LLC, INVT RELATED, DETROIT LAKES, MN, 10% OWNERSHIP, START DATE 9/18/2019, 10 HRS PER MONTH, 0 HRS DURING TRADING, PROVIDE OVER ANNUAL MEETING WITH OTHER MEMBERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-22 |
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