Richard Allen Mccarville

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → 01/2024
  Woodbury Financial
  Fort Dodge, IA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Fort Dodge, IA

Previous Registrations

• 2006-10-23 → 2024-01-19
  Woodbury Financial Services, Inc.
  Fort Dodge, IA
  Fort Dodge, IA
  Fort Dodge, IA

Other Businesses

1) MANSLAND LODGES POSITION: Silent Owner NATURE: The business is structured as a LLC. There is 8 owners. It is a hunting and fishing lodge near the Missouri river in South Dakota. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2021 ADDRESS: 108 Coffey St., Selby SD 57472, United States DESCRIPTION: I am only required to make one meeting of approximately 2 hours 1 time per year. No management duties. 2) FORT DODGE E & R POSITION: Vice President NATURE: This is an LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1999 ADDRESS: 728 1st Avenue North, Fort Dodge IA 50501, United States DESCRIPTION: I help maintain property and collect rents 3) GREAT LAKES FINANCIAL ADVISORS GROUP POSITION: Chairman of board and shareholder NATURE: It is a S-Corp. It was an fixed insurance brokerage office. It now only collects renewal compensation for the products sold in the past. ? INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2006 ADDRESS: 11841 Mason Montgomery Rd, Cincinnati OH 45249, United States DESCRIPTION: I don't do anything on a regular basis. We might have a conference call 1 time per year. 4) BEE JAY CORP POSITION: President NATURE: Bee Jay is a S-Corporation. I run all fixed insurance, health insurance, LTC, DI, and fixed annuities through this entity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1996 ADDRESS: 104 No 27th St, Fort Dodge IA 50501, United States DESCRIPTION: I sell insurance and keep the books for this corporation. 5) ADVANCED FINANCIAL SOLUTIONS POSITION: Investment Advisor Representative NATURE: Advanced Financial Solutions is the name of the DBA for my Securities and Insurance Business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 11/01/2022 ADDRESS: 104 No 27th St, Fort Dodge IA 50501, United States DESCRIPTION: DBA for Insurance & Securities 6) PTR LLC POSITION: Shareholder NATURE: This LLC holds an office building with another person. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2009 ADDRESS: 101 No 27th St, Fort Dodge IA 50501, United States DESCRIPTION: Passive owner.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-06-19

Designations

• Chartered Financial Consultant

Other Names

• Rick Mccarville