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Inactive

James R Femia

Apella Wealth

West Hartford, CT

Marblehead, MA

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Current Employers
Apella Wealth

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-12-15
MA RA APPROVED 2015-11-12
CT RA APPROVED 2015-10-01
  • TX RA
    APPROVED_RES
    Since 2016-12-15
  • MA RA
    APPROVED
    Since 2015-11-12
  • CT RA
    APPROVED
    Since 2015-10-01

Branch Locations

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

4 Atlantic Avenue, Marblehead, MA 01945 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Symmetry Partners, Llc Glastonbury CT 09/2015 02/2019
Apella Capital, Llc Glastonbury CT 09/2015 Present
  • 09/2015 → 02/2019
    Symmetry Partners, Llc
    Glastonbury, CT
  • 09/2015 → Present
    Apella Capital, Llc
    Glastonbury, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-15
S63 Uniform Securities Agent State Law Examination 1992-07-18
  • S65 Uniform Investment Adviser Law Examination
    1996-08-15
  • S63 Uniform Securities Agent State Law Examination
    1992-07-18
Other Names
  • James R Femia
  • James Richard Femia

View on SEC IAPD

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Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

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