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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
319 E Carrillo St Ste 107, Santa Barbara, CA 93101 • United States
Santa Barbara, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Santa Barbara | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Santa Barbara | CA | 03/2020 | Present |
Independent Insurance Brokering; Anthem; 04/01/1993; . Board of Directors; UC Santa Barbara Planned Giving Advisors Network; Committee Member; UC Santa Barbara, Office of Development 4219 Cheadle HallSanta B, arbara, CA 93106-2013,; ; 11/14/2013; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Finance and Investment Committee for the Santa Barbara Botanic Garden; Regular Committee meetings to review the Budget, Profit & Loss statement, Balance Sheet and Investment reports from the investment managers for the organization's Endowment; 1212 Mission Canyon Rd, , Santa Barbara, CA, 93105; Investment-Related; 11/16/2023; 1 to 9 hours per month; 0 during trading hours / Environmental Defense Center Investment Committee; Quarterly committee meetings with the investment managers of the Endowment fund for the Environmental Defense Center. No advice nor fiduciary responsibility involved.; 906 Garden St, , Santa Barbara, CA, 93101; Investment-Related; 11/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-14 |
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