Richard A Garber

Current Employers

Employment History

• 05/2012 → 10/2020
  Morgan Stanley Smith Barney
  Atlanta, GA
• 05/2026 → Present
  Ashton Thomas Securities
  Rochester, NY
• 01/2015 → 10/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2020 → Present
  Ashton Thomas Private Wealth
  Scottsdale, AZ
• 10/2020 → Present
  Ashton Thomas Insurance Agency
  Scottsdale, AZ
• 02/2020 → 10/2020
  Morgan Stanley Private Bank, N.A
  New York, NY
• 11/2020 → 05/2026
  M.S. Howells & Co
  Scottsdale, AZ

Previous Registrations

• 2012-05-31 → 2020-10-30
  Morgan Stanley
  Atlanta, GA
  Saint Helena, CA
  Atlanta, GA
• 2007-07-03 → 2012-05-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA

Other Businesses

1. OCT 22,2020; ASHTON THOMAS PRIVATE WEALTH, SCOTTSDALE, AZ; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; MANAGING WEALTH ADVISOR/CERTIFIED PRIVATE WEALTH ADVISOR; MANAGING CLIENT PORTFOLIOS; DEVOTE 160 HRS/MONTH; 120 HRS/MONTH DURING MARKET HOURS. 2. OCT 22, 2020; ASHTON THOMAS INSURANCE AGENCY, SCOTTSDALE, AZ; NON INVESTMENT RELATED; LIFE INSURANCE SALES; LIFE INSURANCE AGENT; DEVOTE 20 HRS/MONTH DURING MARKET HOURS. 3. 06/12/2018; CINEMA NAPA VALLEY; NOT INVESTMENT RELATED; 952 SCHOOL STREET, #390, NAPA, CA 94559; BOARD CHAIRMAN; MANAGE BOARD OF DIRECTORS AND EXECUTION OF MISSION. 4. 06/08/2023; NIMBUS ARTS; NOT INVESTMENT RELATED; 649 MAIN STREET, SAINT HELENA, CA 94574; TREASURER, BOARD OF DIRECTORS; DEVELOP STRATEGY FOR EXECUTING MISSION, DEVELOP AND REVIEW ANNUAL BUDGET WITH DIRECTORS AND BOARD CHAIR. 5. ASHTON THOMAS MANAGEMENT, LLC; YES, INVESTMENT RELATED; 16192 COASTAL HIGHWAY, LEWES, DE 19958; WEALTH MANAGEMENT/FINANCIAL SERVICES/HOLDING COMPANY; PARTNER; 12/01/2024; 0 HOURS; NO RESPONSIBILITIES OR AUTHORITY. 6. ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER; REGISTERED REPRESENTATIVE; 05/2026; SECURITIES SALES Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-03-18
• S63 Uniform Securities Agent State Law Examination
  1992-06-11

Other Names

• Ricky Garber
• Rick Garber
• Richard A Garber
• Richard Allen Garber
• Rick Garber
• Richard Allan Garber