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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-05-03 |
| OH | RA | APPROVED | 2020-04-21 |
Branch Locations
3825 Edwards Road Suite 210, Cincinnati, OH 45209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Florence | KY | 02/1992 | 03/2017 |
| Mml Investors Services, Llc | Cincinnati | OH | 03/2017 | Present |
| Mass Mutual Life Insurance Company | Cincinnati | OH | 07/2016 | Present |
(1)Independent insurance agent - from business address - 1 sec hour 0 non sec hours - selling Property & Casualty - since 7/2016 (2)Name: Joesph M. Steele Inv rel: Y Add: Erlanger, KY 41018 Nature: Simple Rental Property Position: Joint Owner Start date: 08/01/2022 No. HR/MO: 2 No. HR/MO during sec trading: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-04 |
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