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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-02-12 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
North Reading, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | North Reading | MA | 01/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: OWNER OF 3 FAMILY RENTAL PROPERTIES - BOTH OWNED 100% BY JOE PEPPE; Date Activity Started/Modified/Ended: 8/16/2023; Type of Activity: Investment Real Estate - OWNER OF FAMILY REAL ESTATE PROPERTIES; Role/Relationship: Owner/ Proprietor; Responsibilities: MANAGING FAMILY RENTAL PROPERTIES; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-20 |
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